Report a Problem
To FINRA
If you believe you have been defrauded or treated unfairly by a securities professional or firm, please file a complaint. If you suspect that someone you know has been taken in by an investment scam, be sure to give us that tip.
Online:
File a Complaint (for you)
Send a Tip (for others)
Mail or Fax:
FINRA Complaints and Tips 9509 Key West Avenue Rockville, MD 20850 Fax: (866) 397-3290 To the Securities and Exchange Commission
SEC Complaint Center 100 F Street, NE Washington, DC 20549-0213 Fax: (202) 772-9295 Web site: www.sec.gov To Your State Securities Regulator
If you believe you have been defrauded or treated unfairly by a broker or investment adviser, file a complaint with your state securities regulator. To find your regulator, visit the North American Securities Administrators Association or call (202) 737-0900. To Your State Insurance Commission
If you believe you have been defrauded or treated unfairly by an insurance professional or firm, report your experience directly to the National Association of Insurance Commissioners' Online Fraud Reporting System.
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