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  Ask and Check

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Before You Invest, Ask and Check

There are smart investors. And smarter investors. The difference? Just a few questionsand a little homework.

 

Before you work with a broker or other financial salesperson:

Step One

Ask. Who are you licensed with to sell me this? Are you a licensed broker? Is that investment registered?

Step Two

Check. If they say they are licensed, check them out.

 

Before you buy an investment product:

 


Step One

Ask. Is this investment registered with the SEC?

Step Two

Check. If you are told it is, verify that the investment is indeed registered with the SEC.



 

 

 

 

 




 


 

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