Before You Invest, Ask and Check
There are smart investors. And smarter investors. The difference? Just a few questions—and a little homework.
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Before you work with a broker or other financial salesperson:
Step One
Ask. Who are you licensed with to sell me this? Are you a licensed broker? Is that investment registered?
Step Two
Check. If they say they are licensed, check them out.
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Before you buy an investment product:
Step One
Ask. Is this investment registered with the SEC?
Step Two
Check. If you are told it is, verify that the investment is indeed registered with the SEC.
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