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  Avoid Investment Fraud

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Avoid Fraud

Even if you have never been subjected to an investment fraudster's sales pitch, you probably know someone who has. These resources can help avoid financial fraud.

 

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Fighting Fraud 101
Fighting Fraud 101: Smart Tips for Older Investors (PDF 327 KB)

The Face of Investment Fraud
Let go of your assumptions and learn who might be most likely to fall for a scam.

Psychology of a Scam
Read about the barrage of influence tactics fraudsters use to con their targets.

Tips for Avoiding Fraud
Take simple steps to protect yourself by reversing the psychology.

Reduce the Clutter
Learn how to take your name off telemarketing and junk mail lists.

 

Avoid Problems with Your Broker
Read how to develop a financially rewarding relationship with your broker.

Prohibited Conduct
Be aware of conduct that is prohibited in the securities industry.

Common Investment Scams and Problems

 

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